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For quite a long time in China¡¯s contemparary art
history£¨1£©, artistic creation, guided by the slogan ¡°literature and art
should be subordinated to palitics,¡±(2) was carried out mainly as a
¡°political task¡± or as a ¡°tool for propaganda¡±, and therefore art had
tittle to do with law. In the early 1980s, after the opening to find a
way out for the artworks which were gradually changing in nature from
merely tools to art commodities, raised the issue of art
commercialization(3) though they never raised the issue of art law
because most artworks at that time were traded in private or in stores
with the characteristics of planned economy.
From the early 1970s to the late 1980s, the art speculation by
western and especially Japanese wealthy people caused the price of
artworks to soar all the way to an unprecedented high level(4). By the
end of this art investment rush, art markets in China were awakened.
People, no longer shy of talking about the trading of artworks, offered
them for sale openly, asked prices directly and even put them up to
auction.(5) Art appeared in markets and came to the ordinary people.
With the development of artwork business came up the issue of art law. A
few keen artists, critics and legal workers, driven by their
professional need and strong interest in art, began to study and analize
this new phenomenon - the marriage between art and law. They wrote books
and gave lectures, providing legal aids to people in the art markets and
offering advice and measures to cultural administration departments. The
era of art law finally came to China.
Section I. Legislation On Art
In China, art law concerns such legal problems as involved in the
creation, exploration, production,sale,transfer, exhibition and
collection of artworks and cultural assets. These legal problems consist
of the import, export, auction and authentication of artworks, insuranec,
tax, freedom of speech, and the protection of intellectual property, etc
- problems which have to be solved and regulated by many kinds of laws
and regulations rather than a single rule.(6)
A. Copyright Law
The protection of artist¡¯s rights is one of the main contents(7) in
art Law. While China¡¯s Constitution corfirmed its citizens¡¯ freedom in
art creation long ago,(8) the first law to protect artists¡¯ intellectual
property rights had not come into being until 1990 when the copyright
law of the Preople¡¯s Republie of China was promulgated.
It should be pointed out that, from the very beginning, China¡¯s
Copyright Law set a high standard for itself in its protection of
artists. For instance, by the law photographic works and works of fine
arts are placed under the same provision as common protected works, and
therefore the term of protection of photographic works is set to 50
years after the author¡¯s death, the same as that for works of fine
arts.(9)
The term of protection of photographic works in Berne Convention is
25 years,(10) different from that of works of fine arts. As for
architectural works, Rules for the Implementation of the Copyright Law
defines it as works of plestic art,(11)which is in accordance with the
requirements of the Berne Convention. The Copyright law does not make
any clear provisions on works of applied art, but International
Copyright Treaties Implementing Rules provides that works of applied art
by foreigners enjoy 25 years of protection.(12)
The Copyright Law stipulates, ¡°the copyright in a work belongs to
its author¡±,(13) and ¡°the author of a work is the citizen who has
created the work¡±.(14) That is to say, only those artists who engage in
the creation of fine arts are the real authors and would enjoy the
copyright. In respect of commissioned works, the commissioning party
could acquire the copyright by a contract or an agreemcnt even if they
have not engaged in the creation of the work¡±. However, the provision
further stipulates, ¡°in the absence of a contract or of an explicit
agreement in the contract, the copyright in such a work shall belong to
the commissioned party¡±.(15) This stipulation places under a favorabll
condition the commissioned party, who has not entered into a contract or
who has entered into a contract which does not give an explicit
agreement.
It is necessary to distinguish the ownership of the original copy
and the copyright, because, in most cases, the use of the works of fine
arts only relates to the original copies. The Copyright Law says,¡° the
transfer of the ownership of the original copy of a work of fine arts or
other works, shall not be deemed to include the transfer of the
copyright in such a work, provided that the right to exhibit the
original copy of a work of fine arts shall be enjoyed by the owner of
such original copy.¡± (16)When the ownership of the original copy has
been transfered the owner of the original copy would still be in a
favorable position. Therefore, it is feasible for him/her to enjoy the
right of exhibition. However, the extention of the said right should be
limited, and in addition, some problems could be solved by
contracts£¨17£©. So it is stipulated, for example, that the owner of the
original copy shall not exhibit a work if the artist of the work does
not agree to have his work exhibited; and that the owner of the original
copy, without reasonable reasons, should not refuse the request of the
author to borrow back his work for exhibition. It can be concluded from
this provision that, except for the right of exhibition, the artist who
has transfered the ownership of his work still keeps the right of
publication, modification, reproduction, etc., which are provided for by
the Copyright Law. However, the Law does not stipulate how to guarantee
the exercise of the said rights.(18)
The main limitations upon artists¡¯ copyright are: to allow a person
to use a published work for his own private study, research or
self-entertainment; to allow a educational or scientific institution to
reproduce a published work in a small quantity for teaching or
scientific purposes, but not for publication; to allow a library, museum
or art gallery to reproduce a work in its collections for display, or
for preservation of a copy, of the work; and to deem it reasonable for
people to copy or to take pictures of an artistic work located or on
display in an outdoor public places.(19)
As a great number of forged works which are actually imitations of
the excellent works of famous artists have been found in art markets,
the Copyright Law specially stipulates, ¡°producing or selling a work of
fine arts where the signature of an artist is counterfeited¡±(20) is an
infringement act and the infringer shall shoulder the liabilities,
depending upon the circumstances, of ceasing the infringing act,
eliminating the effects of the act, making a public apology or paying
compensation for damages,and may be subjected by a copyright
administration department to such administration penalties as
confiscation of unlawful income from the act, a fine etc. Article 217 of
the Criminal Law of the People¡¯s Republic of China, effective on October
lst, 1997, stipulates that anyone who, for the purpose of making
profits, produces or sells a work of fine arts where the signature of an
artist is counterfeited may be sentenced to from three to seven years in
prison plus a fine.
In order to strongly protect the intellectual property rights of
artists, China has, in addition, promulgated and implemented the
Trademark Law, the Patent Law, the Law against Unfair Competition,
etc.(21)
B. Auction Law
As a means of trading, auction, with a long history behind it,(22)
is perhaps the best way of trading artwarks with unique cultural values.
This is because the price of a speicfic piece of artwork changes in
value depend not only on the materials consumed in the creation of the
work but also on its artistic charms, the presnt social status of the
artist, the number of similar artworks in existence, and the possibility
of its appreciation in value inferred from the sales of other artworks
by the same artist. In measuring these invisible factors, auction is
quite effective.(23) However, since socialism was established in China,
auction had been denied as something belonging to capitalism, and
therefore, for quite a long time, the prices of the few artworks sold a
little now and a little then had been decided in accordance with their
sizes. After the third plenary session of the Communist Party of China,
with the implementation of China¡¯s policy of reform and opening to the
outside world and with the development of market economy, auction,
adapted to the requirement of a fair, competitive and open market,
revived as a special means of trading. In 1989, the first state - owned
auction shop in China was established in Guangzhou, and in the following
ten years hundreds of auction enterprises engaged in the auction of
artworks besides other commodities have been established in Beijing,
Tianjin, Shanghai, Shenyang, Dalian, Changchun, Harbin, etc. Some local
regulations on auction have also been promulgated by the departments
concerned.(24)
The Auction Law of the People¡¯s Republic of China, adopted at the
20th meeting of the standing committee of the Eingth National Reople¡¯s
Congress on July 5th, 1996, and effective on January lst, 1997, affirmed
that auction is a kind of ¡°trading in which a certain article or
property right is transfered to one who offers the highest price in an
open competitive bidding.¡±(25)
The Auction law also stipulates, ¡° Auction should be carried out in
accordance with relevant laws and administation rules and should follow
the principles of openness, fairness, justice, honesty and
trustworthiness.¡±(26) Auction needs to atract a lot of bidders to
participate in it, and the preparation for the auction, the auction
commissconing formalities, the transfer of the auctioned articles and
the payment of the prices all must be completed abiding by the laws,
including not only the Auction Law but alse the General Provisions of
the Civil Law, and the Ecbonomic Contract Law. In addition, if an
auction enterprise is to be established, it has to apply for
registration and obtain a business licence in the light of the
Regulations for the Administration of Enterprise Legal Person
Registration. One characteristic which diffecentiates auciton from other
trading activities is its openness. The auctioneer should announce the
time, place and articles to be auctioned and also provide the necessary
information about the articles to be auctioned within a proper period of
time before the auction takes place. The auction should be done by
public bidding and the conclusion of the transaction should be confirmed
explicitly. ¡°Fairness,¡± a principle all businesses should follow,
requires that all the parties in the auction enjoy the same rights and
assume the same duties, that no one will be deprived, for no reason, of
the chance to bid publicly that no transaction of anything shall be
concluded privately before it is publicly auctioned, and that it is not
permitted to give special favours to one party while prescribing special
limitations on the other. The principle of justice is applicable to the
auctioneer, the consignor as well as the bidder. The Auction Law
stipulates that the auctioneer and his staff are not allowed to take
part in the auction as bidders or to commission other people to bid for
them. The aucioneer is not allowed to auction his own articles in the
auction held by himself. The consignor is not allowed to bid or to
commission others to bid on behalf of him. Bidders are not allowed to
collude maliciously with each other or with the auctioneer to harm the
interests of others. The consignor, auctioneer and his staff, who bid or
commission other peple to bid on their behalf, the auctioneer who
auctions his own articles or property rights in the auction held by
himself, and bidders who collude maliciously with each other or with the
auctioneer shall not only undertake the civil liabilities, but also be
exposed to administration penelties by the department for the
administration of industry and commerce.£¨27£© ¡°Honesty and
trustworthiness.¡± as a standard of both conduct and morality, means that
parties in civil activities should act out of goodwill, give due
consideration to facts, treat each other with all sincerity, keep their
promises, and never practise fraud or deception.
The Auction Law, reflecting the principle of honesty and
trustworthiness, stipulates that the consignor should make known to the
auctioneer the source and defects of the articles to be auctioned and
that the auctioneer should make known to the bidders the defects of the
articles being auctioned.
The second chapter of the Auction Law contains stipulations on the
auction objects. Auction objects refer to the properties or property
rights to be auctioned. The Auction Law contains no speeial provisions
on the auction of artworks, but does contain special rules for the
auction of cultural relics. It provides, ¡°culturd relics to be auctioned
by comission should be examined and permitted by the department for the
administration of cultural relics located in the same area as the
auctioneer before the auction takes place¡±(28). Cultural relics are
called ¡°cultural assets¡± in Japan and ¡°cultural property¡± or ¡°cultural
heritage¡± by the United Nations Educational, Scientific and Cultural
Organigaion. The former mainly relers to movable cultural relics while
the latter inmovable ones. Cultural relics are visible materials of
certain historical, artistic and scientific value, created by human
beings or related to human life.(29) The characteristic which
defferentiates cultural relics from ordinary goods is that they cannot
be reproduced or replaced once lost. Therefore, China adopts special
policies of protection for cultural relics.(30)
The trade in cultural relics in China at present is basically made
by state - owned shops, and with the development of reform and opening
to the outside world, the demand for cultural relics by lovers and
collectors of cultaral relics is getting stronger. In the auction of
cultural relies, the Auction Law have successfully reconcile the
contradiction between the strong protection of cultural relics in the
collection of state - owned museums and the demand for appreciating and
collecting cultural relics by people of various circles, by means of
stipulating that cultural relics be examined and permitted to be
auctioned according to law by the department for the administration of
cultural relics located where the auctioneers¡¯ resides. The examination
and permission according to law contains two aspects of meanings. First
it means that cultural relics should be examined and permited whether to
be auctioned or not according to laws and regulations by the departmerts
for admrnistration of cultural relics that possess the power of
examination and permission. At present, this power is possessed by the
administrative departments of cultural relics of provinces, autonomous
regions and municipalities directly under the Central Government.
Secondly, it means that the contents to be examined must be in
conformity with the law. At present the State Bureau of Cultural Relies
requires that the contents to be examined should include (a) whether the
source of the articles to be auctioned is lawful; (b) whether they are
precious cultural relics or ordinary cultural relics; (c) whether they
are true or forged; and (d) whether they can be sold by auction or
directional auction.(31)
Directional auction means that certain cultural relics can only be
sold to certain purchasers. Some precious cultural relics may be put up
to auction, but before the auction, it is already decided that they may
be sold only within the boundery of China or only to certain collecting
units.
Article 13 in Chapter 3 of the Auction Law stipulates that
enterprises engaged in the auction of cultural relics should have, in
addition to the qualifications required for ordinary enterprises, ¡°a
registered capital of ten million RMB yuan and personnel professional in
the auction of cultural relics.¡± Up to now, the State Burean of Cultural
Relics has granted certificates for auction of cultural relics to six
auction enterprises: Jiade, Hanhai, Rongbao, Duoyunxuan, Hanya,
Zhongshang.(32)
Chapter 3 and Chapter 4 of the Auction Law respectively contain
provisions on the parties and procedures in an auction. The Auction Law
contains not only qualifications required for auction enterprises, but
also specific requirements for the auctioneer. The chapter on the
auction procedure contains explicit stipulations on auction
commissioning contracts, auction announcements, and the volume of
commissions. Chapter 5 of the Auction Law contains stipulations on legal
liabilities. Special attention from purchasers should be paid to article
61, which stipulates, ¡°when the auctioneer or the consignor, in
contravention of the provisions of the second paragraph of Article 18
and Article 27, fails to make known the defects of the objects to be
auctioned, the purchaser has the right to require the auctioneer to
compensate for the losses thus incurred to the purchaser; and the
auctioneer has the right to recover the losses from the consignor if the
latter bears the liabilities.¡± ¡°Auctioneers or consignors who declare
ahead of the auction that they do not guarantee the genuineness or the
quality of the objects to be auctioned bears no liabitities for the
defects.¡± According to those provisions above, the purchaser may require
the auctioneer to compensate for any losses incurred to him by the
defects found in the article auctioned. As the Auction Law stipulates (
and so does the usual practice of the auction trade ), it is the
auctioneer¡¯s duty to maintain secrecy for the consignor, and therefore
the purchaser may not know who should be responsible for the defect when
it is found. In that case, it is the auctionee who should bear the
liability first. If the defect was caused by the consignor, the
auctioneer has the right to recover from the consignor the losses for
which he has compensated to the purchaser. It is worth noticing that the
auctioneer or the consignor may be exempted from the liability for any
defects if they have declared beforehand that they do not guarantee the
genuineness or quality of the articles to be auctioned. These provisions
obviously show that the Auction Law is intended to balance the interests
of the consignor and the purchaser, and to make sure that the auction is
done in good order. However, the Auction Law does not contain any
specific requirements on the formality of this ¡°statement of exemption¡±,
which may make it possible for auction enterprises to seize this chance
to ¡°lure people into purchases¡±.(33)
C. Measures for the Administration of the Business of Works of Fine
Arts
Concerning the businessof works of finearts, the Department of
culture promulgated the Measures for the Administration of the Business
of Works of fine Arts which makes it clear in Article 1 that ¡°these
measures are formulated with a view to strengthening the administration
of the business of works of fine arts, protecting the lawful rights and
interests of creaters, operaters and consumers, and promating the
healthy development of the undertaking of fine arts¡±. Article 2 of this
Measures lays down the definitions of both ¡°works of fine arts¡± and ¡°the
business of works of fine arts¡±. ¡°works of fine arts¡± are defined as
calligraphy, rubbings from stone inscriptions, seal cuttings, paintings
( Chinese paintings, oil paintings, water colour, pastels, sketches,
mural paintings, lacquer paintings, antique paintings ), sculptures,
artistic photographic works, etc. The business of works of fine arts is
defined as the buying, selling and auctioning of works of fine arts,
financially supported competitions, exhibitions and sales exhibitions of
works of fine arts, framing and mounting of paintings, and other
services¡±. Defining some of the terms to be used in laws or regulations
is the usual practice of legislation. There are, howevor, obvious
defects in the two definitions mentioned above. With the development of
times, the artistic expression of human beings are becoming more and
more diversified, far beyond the scope of traditional works of fine
arts, and the definition of works of fine art by the Measures obviously
fails to contain some forms of fine arts, such as fine arts of
installation, fine arts of landscape, fine arts of conduct, fine arts of
multimedia, etc, -- fine arts which have produced a great effect upon
contemporary art. The definition of the business of works of fine arts
by the Measures does include auction, but, if we compare the Measures
with the Auction Law, it is easy to find that there are conflicts
between them. The Auction Law stipulates that the department under the
state council in charge of the administration of auction trade, i.e. the
Department of Domestic Trade,£¨34£© shall supervise and administer the
auction trade. The Auction Law contains no speeial requirements for the
auction of works of fine arts, though it does contain special
requirements for the auction of cultural relics. However, Article 12 of
the Measures for the Administration of the Business of works of fine
arts stipulates that certified auction units engaged in the auction of
works of fine arts, when applying to hold auction of works of fine arts,
should submit to the departments in charge of cultural administration
such documents as applications, activity programmes, auction charts,
assay certificates, etc, and that those who engage in the auction of
works of fine arts or other business related to works of fine arts
without permission shall, by Law,be warned, have their illegal earnings
confiscated, their businees suspended and their cultural business
licence revobed, or be fined two to five times the ammmount of their
illegal earnings, depending on the circumstances, by the departments in
charge of cultural administration. There are obvious conflicts between
the Auction Law and the Measures, as the implementation procedures alone
are concerned, not to mention the question whether the departments in
charge of cultural administration possess the power of this kind of
penalty or not.£¨35£© Another similar legal conflict is worth mentioning.
£¨36£©The Measures for the Administration of the Business of works of Fine
Arts makes it clear that dealing in counterfeited works of fine arts is
forbidden and the department for cultural administration has the power
to apply sanctions to those involved in it. But the copyright Law
stipulates that the departments for the administration of copyright has
the power to apply sanctions to those who produce or sell works of fine
arts where the signature of an artist is counterfeited. In practice, the
problem has often arisen which department has the power to administer it
where counterfeited works of fine arts are found.£¨37£©
Another defect in the Measures for the Administration of the
Business of works of Fine Arts is that it regulates only financially
supported competitions, exhibitions, sales exhibitions of works of fine
arts. This stipulation is very peculiar, because it seems that business
or services in works of fine arts performed at one¡¯s own expenses shall
not be bound by the Measures. Yet exhibitions held on one¡¯s own expenses
may surpass ¡°financially supported¡±exhibitions in scale, volume and
effect.
Section II Art Law Experiences
A. Three Women Models v. the Central Art College of China
Anyone intending to comment on China¡¯s Art Law in the 1990s will not
fail to give sufficient attention to the lawsuit£¨38£© brought by two
women models for infringement on their portraiture rights, against the
sponsor of the GreatExhibition of Nudes Oil Paintings, which took place
at the end of the 1980¡¯s - January, 1989 to be exact. This lawsuit has
lasted for nearly eight years and has not yet reached its final
conclusion. However, the great shock to the traditional Chinese artistic
sensibilities caused by this exhibition combined with the new sense of
civil rights aroused by the three women¡¯s acts in defending their
portrature rights will have far-reaching consequences in Chinese society
and law.
On December 22nd 1988, the Central Art College of China, China¡¯s
highest institution of learning in fine arts, held the Great Exhibition
of Nudes Oil Paintings at the National Art Gallery of China. This was
the first exhibition of paintings with nudes as the subject matter ever
held in the Peoples¡¯ Republic. The 120 pieces of works were painted by
28 oil painters of different ages. The entrance tickets, with a price
ten times higher than usual, were sold out every day for eighteen days.
The total number of visitors reached 210,000. On December 25th, fifteen
thousand tickets were sold out in a single day, setting the highest
record in the history of the National Art Gallery of China. Just as the
exhibition was becoming a hot topic in the art world, on the
exhibition¡¯s fifth day, two women models involved in the paintings of
the exhibition, either personally or accompanied by their husbands, came
to the sponsor of the exhibition and requested that the works created
from their images be taken down, alleging that their portraiture rights
had been infringed. This request was refused by the sponsor£¨39£©. In
January, 1989, the two women models, through lawyers as their
representatives, brought a lawsuit against the sponsor of the
exhibition.
The plaintiffs¡¯ representatives alleged that the sponsor had
infringed the plaintiffs¡¯ portraiture rights under the General Priciple
of Civil Law, Article 100 which stated that:
Any citizen has portraiture right, nobody can use a portait of a
citizen for commericial purpose without the permission of the citizen
himself.
They argued that all the works exhibited as well as the albums of
the paintings and the postcards published during the exhibition fell
within the scope of the portraiture rights of the Article 100.
Furthermore, this exhibition was apparently held for profit-making
purposes, and not only for public benefit. Each ticket costs 2 RMB yuan
and on the average fifteen thousand tickets were sold each day. Thus the
total income for 18 days would add up to 540,000 RMB yuan, which did not
include the additional earnings derived from the sales of albums of the
paintings, postcards and slides, published during the exhibition. The
central point was that neither the sponsor of the painting exhibition
nor the publishers had obtained the consent of the models in advance,
though the person in charge of the exhibition from the Central Art
College of China said that there had never been a previous case in which
consent must be obtained from the models. A model was paid 2.10 RMB yuan
for each modelling session lasting one hour, which constituted only the
remuneration for personal services, but not the equitable rewards
derived from the profitable exhibition of the paintings and the related
commercial exploitation of their portraiture rights.
Secondly, this case also involves the issue of privacy rights. As
the paintings exhibited were realistic paintings of human bodies, not
only the professional or commercial image of the models but also the
privacy of their human bodies were exposed. The general rules for the
use of models published and followed by the College clearly provided
that they would endeavor to maintain the privacy of the models working
at the College, but they failed to do so. The lawyer representing the
plaintiffs pointed out emphatically that no one should achieve his
purposes, whether in art or in any other domain, via a damage to the
interests of other persons£¨40£©.
The defendant in the instant case argued that - once out of the
classroom - the connection between the painter and the model comes to an
end, with the artworks coming into the possession and complete control
of the painter; that it is quite normal and in accordance with
international practice for painters to have their works exhibited or
published; that the art of human bodies is a kind of activity that uses
models as its source material, but is not a copy of the models
themselves; that the models had been paid adequately for offering their
images for hire, and therefore, the provision on the protection of
portraiture rights in Article 100 of the General Provisions of the Civil
Law is not applicable to this case£¨41£©.
Confronted with this case and the novel legal issues therein, the
court has been trying to find an answer on fundamental legal issues such
as what constitutes a "portrait", what is the nature of "privacy" and
how to handle the cross-relationship between copyright, portraiture
right and privacy right. Therefore there have been extended delays. £¨42£©
In the opionion of a western correspondant at that time, the key
point to this case is the absence of an explicit contract. "The Chinese
lack the sense of contract or agreement, and that¡¯s why things like this
come up one after another. If there had been a clear contract, there
would not have been a lawsuit like this". £¨43£©
In Feberary 13 of 1998, Beijing 2nd Intermediate People's Court gave
the first decision:
The Central Art College's Rules for employing Models should be
regarded as a kind of request for contract and based on this prerequest
the three plaintiffs¡¯ decision to work as models should be regarded as
an acceptance of the said contract. Since a contract has been agreed
upon by the two parties, both parties should exercise their rights
andperform their duties stipulated by the contract and neither side
could explain the contract in a broader sense for any reason. That is
the basic rule of contract.Since, in consideration of the cultural and
national conditions, the college promised to keep secret for the models
in its Rules, it should fully fulfil the promised duty.It is
neitherproper nor with any legal basis for the college to unilaterally
explain by declaring that the promise of secrect did not include the
exhibition and publication of the portrait-paintings and the
body-paintings with the faces of models. It orgnized the exhibition and
handed the paintings over to the publishing house.Those acts of the
college broke its contracts with the three plaintiffs and so it should
bear liabilities. The three plaintiffs¡¯ claim that the defendent has
infringed their portraiture rights should not been supported by the
court because it is without adequate legal basis. So the court ,by
Article 111 £¨44£© of the General Provisions of the Civil Law made the
decision that the college compensate each of the three plaintiffs 10000
RMB yuan (about 1200 USD), that other claims of the plaintiffs be
rejected ,and that the fees of the suit be born by the college.£¨45£©
Since both parties remained silent 15 days after the decision was
made, the decision has now come into force. The judges in this case in
fact avoided the issue of portaiture right, simplly giving a decision in
favor of the plaintiffs based on the reason that the defendant has
broken the contract£¨46£©. The result seems acceptable, but it is a pity
that this case has not been accepted as a ¡°leading case¡±£¨47£©
In my opinion, contracts are surely important, but what is most
important is the respect to human rights. There is no doubt that
painters have the right to create and exhibit their works, but in
exercising these rights, they should remember to show respect for the
right of the model. What the College paid to the models was only the
models¡¯ remuneration for personal services. It did not include the
payment for the use of the portraiture rights. The models¡¯ consent
should be obtained before any works with the models as the object of
expression are put on exhibition. This right of the models is clearly
stipulated by the General Provisions of the Civil Law which came into
force on January 1,1987.£¨49£©
It has been said that, in the last few years, the leaders in the
fine arts circles have played the role of pioneer in the reform and
reconstruction of literature and the arts£¨50£©. The Three Women Models
case has similarly stimulated people¡¯s interest in the relationship
between art andlaw, impelling artists to give serious consideration to
legal issues related to their creative pursuits, and spurring legal
workers to acquaint themselves with art practices, in order to deal with
copyright and portraiture rights issues as in the present case.
B.Wu Guangzhong v. Duyunxuan Gallery, et.al
Painter Wu Guangzhong v. Shanghai-based Duoyunxuoan Gallery and Hong
Kong-based Yongcheng Antique Auction Company is the first case ever
tried by the Chinese court in which the defendant was sued according to
the copyright law and held liable for auctioning works of fine art of
which the authorship was forged. Only from the Copyright point of view,
this case is very simple.
The plaintiff Wu Guangzhong alleged, that the joint defendants, the
Shanghai-based Duoyunxuan Gallery and the Hong Kong-based Yongcheng
Antigue Auction Company had imfringed his copyright and damaged both his
reputotion and the sales of the works by jointly auctioning the painting
entitled ¡°The Portrait of Maozedong¡± with his name fraudulently used as
the author. The plaintiff therefore filed a lawsuit at the court with a
motion for an injunction of such infringing act of the defendants, the
elimination of all the illegal consequences, and a public apology plus
damages of HK$528,000.
The court held that any citizen in China enjoys the right to decide
whether to have his identity revealed and his name indicated on his
works and that this right to authorship entends to prevent and prohibit
anyone from producing and selling a work which fraudulently uses his
name as the author. There was enough proof to indicate that the author¡¯s
name of the painting in dispute ¡°the Portrait of Mao Zedong¡± had not
been signed by Wu Guangzhong himself, and therefore was forged. Auction
is a special form of trade and auctioning paintings is a kind of sales
of works of fine art. The two defendants insisted on putting up the work
in dispute to auction for profits even when they had been informed of
the objection raised by the plaintiff to the work and could notobtain
conclusive evidence to prove that the work had been created or signed by
the plaintiff. The defendants¡¯ act therefore seriously infringed the
copyright of the plaintiff in violation of the provisions of the
copyright law. Based on these opinions the court rendered a decision for
the plaintiff£¨51£©.
The first question derived from this case is how to apply the
copyright law. No doubt the decision made by the judge in this case
according to Article 46(7) of the Copyright law is unquestionable£¨52£©,
but how to make an appropriate legal interpretation of this article has
caused endless argument in the legal circles. Some hold the opinion that
the object of a right is the prerequisite to the formation of the right,
and copyrights come into being because works have been created; and that
the forged work would have nothing to do with the person whose name has
been frandulently used except for his name and therefore his copyright
is not possiblly infringed. Others believe that, to identify the act of
forging the signature of athors with a infringement on the copyright is
consistent with the ¡°practical need¡± to protect the author¡¯s, not the
ordingary citizen¡¯s, reputation as well as the market price of the works
of the person whose name has been frauculently used. I once wrote to
express my agreement to the latter opinion£¨53£© and further pointed out
that it may be possible to examine this issue from the ¡°moral interest¡±
point of view. A expert once pointed out:¡°the personality right of a
work is eligible for protection because of its connection with the
work¡±£¨54£©. The authr¡¯s moral right includes not only the right to
protect his economic interest. ¡°Eeonomic right is unseparated from moral
right¡±. For example, the value of a work by ¡°a famous person¡± may be
higher than that by a¡°non-famous person¡±, and the same work, if bearing
the signature of a famous person, may earn a higher fee. There are some
people who are paid to write articles for others who will have the
articles published in their own names. ¡°All these are examples of
obtaining economic interests by giving up or transfering moral rights
(the rights of signature and publicity)¡±£¨55£©. Of course, this expert, by
these examples, intends to show that it is unnecessary to specially
establish a right called ¡°moral right¡±. I¡¯d like to emphasize that it is
the authors, not the ordinary citizens, who, through their creative
activities, have earned a kind of reputation interest, which is right
under the protection of the copyright law.
From this point of view we may get a new understanding of the
auther¡¯s right to have his name respected, the right stipulated by
Article 6 of the Copyright Law of France£¨56£©. The French are wise enough
to grant the author the general right to have his name repected, without
giving any specific limitation on moral rights. Any act in violation of
the provisions of the Law, including the act in violation of the
provisions of the respect for the author¡¯s name, falls witihin¡°the act
of illegal production which constitutes a minor crime¡±£¨57£©.The Law so
stipulates wholly for the purpose of protecting the ¡°interest¡± derived
from the author¡¯s creation of works£¨58£©. The name respect right provided
by the copyright Law of France belongs only to the author, which renders
it different from the ¡°name right¡± provided by the civil law.
In the past few years. in China¡¯s legal practice, there have been
several cases in which certain ¡°interests¡± or ¡°civil rights¡± derived
from acts have been put under the protection of the Law. For example, in
1994, the Supreme Court, in its reply to the case of a TV programme
guides dispute from Guangxi, asserted that TV pragramme guides are
produced through complex professional and technical labour by TV
stations, which therefore shall enjoy a certain civil right to their
fruit of labour£¨59£©, that this civil right enjoyed by TV stations should
be put under the protecion of the law in consideration of the existing
circumstances in China though TV pragramme guides, without the
originality in the sense of copyright, are not eligible for protection
under the copyright law.
In another case, Zhang Chang et al. v.Tianjin-based Clay Figurine
Zhang Colour Madelling Workshop. Clay Figurine Zhang Handicraft Shop and
Clay Figurine Zhang Statue Art Company, for the defendants¡¯ infringement
on the plaintiff¡¯s name right, trademark right, copyright and reputation
right ,the Tianjin Intermediate People¡¯s Court at the first trial held
that the plaintiff¡¯s allegation that the defendants had infringed Zhang
Mingshan¡¯s name right by using ¡°Clay Figurine Zhang¡± is in essence to
claim that the designation ¡°Clay Figurine Zhang¡± as a kind of interest
should not be enjoyed by the defenants¡±£¨60£©. The plaintiff¡¯s claim was
satisfied by the court.
Another question derived from the Wu Guangzhong v. Duoyungxuan
Gallery et al. case is how to determine the nature of auction and the
legal liability that may be shouldered by the auctioneers. In the trial
of this case, the court held that auction is a special kind of trading
completed by means of bidding and therefore is a kind of profit-making
activities. The relationship between the auctioneer and the consignor is
of commitment, not of representation, because the auctioneer is not
engaging in the auction activities in the consignor¡¯s name; neither is
it a kind of mediation because the auctioneer is doing business directly
with the buyer instead of playing the role of a mediator. The act of the
auctioneer is a kind of commission, and the auctioneer should be held
responsible for the legal consequences arising from his act£¨61£©.
One more thing worth mentioning is that the judge in this case
accepted the expert conclusion, made by the Public Security Department
£¨62£©and submitted by the plaintiff, on the falseness of the signature on
the work. After the plaintiff testified that the signature on the work
was not made by himself, the burden of proof was transfered to the
defandant£¨63£©. But the defandant failed to adduce enough evidence to
testify that the work had been created by the plaintiff. The judge,
therefore, concluded that the signature on the work was not made by the
plaintiff and the work was identified as a work of fine arts with the
plarintiff¡¯s name fraudulently used as its author.
C. Wu Zuoren v. Tianming Fine Arts Printing Co. Ltd et. al
Afte the Spring Festival in 1995, Painter Wu Zueren¡¯s family found
in the market a wall calendary for 1995 with the title ¡°Ink Mark¡±, in
which were two paintings entitled ¡°Gold-fish¡± and ¡°Panda¡±, both with Wu
Zuoren¡¯s signatures on them. The painter then started to collect these
calendars and at the same time contacted his lawyer.
In July, through an advertisement in a newspaper, Wu learnced that a
large 1996 Calendary Exhibiton was to be held in Shenzhen. He then asked
someone to go to the Exhibiton to find it out.
As was expected, ¡°Ink Mark¡± was there. Confronted with such a
disgusting infringement act as well as the large number of cases of
infringement on artists¡¯ lawful rights and interests throughout the
whole country, Mr. Wu, unable to hold back his anger any longer, decided
to fight against infringements by means of law, and formally
commissioned two lawyers as his universal legal representatives. As
Chairman of the Association of Chinese Artists and member of the
standing committee of the 6th National People¡¯s Congress, Wu Zuoren, who
had participated in making the copyright law, now wanted to put it into
force.
On November 15th, 1995, Wu Zuoren filed a lewsuit at the Second
Intermediate People¡¯s Court in Beijing against Shantou University
Publishing House and Shenzhen-based Tianming Fine Arts Printing Co. Ltd
with a motion for an injunction of such infringement act of the
defendants, destrudion of the infringing products, and a public apology
plus economic and spiritual damages of 600,000 RMB yuan. Submitted
together with the plaint to the court was an application for evidence
and property preservations, as a guarrantee£¨64£© for which Mr. Wu offered
two of his best traditonal Chinese paintings__¡°Walking on the Deserts¡±
and ¡° Double Ducks¡±, which might as well be regarded as a demonstration
of M.r Wu¡¯s determination.
The court, after a panel discussion, rendered a civil decision
approving the plaintiff¡¯s application for evidence and property
preservations, and sent their men to Shantow and Shenzhen to take
juristic action on the defendants. After being educated with knowledge
of law, the defendants fully recognized their acts as on infringement on
Mr. Wu¡¯s copyright, made a formal apalogy and expressed their wish to
compromise. Mr. Wu agreed to wind up the case through the mediation of
the court on the basis of finding out the facts.
After this case, the judge made a comment on it, saying, ¡°Mr. Wu, at
the age of nearly 90 , is truly respectable for his courage to protect
his lawful rights and to safeguard the intellectual property rights. Mr.
Wu¡¯s act shows he is a citizen with very strong sense of law. The degree
of attention the citizens pay to their own rights and the lawful
protection of these rights is an indicatiion of the degree of a nation¡¯s
cvilization and progress. This case signifies that a mature and
civilized society is taking form in China¡±£¨65£©.
D. Huang Ming v. the Association of Chinese Artists
The oil painting ¡°Three Chairs¡± jointly created by young painter
Huang Ming and his wife Dong Chunlei from Hangzhou was chosen to be
exhibited at ¡°the Eighth National Exhibition of Fine Arts ¡°held by the
Association of Chinese Artists in 1994. Both before and after the
exhibition, through the Association of Artists in Zhejiang provinec,
Huang Ming had required the Association of Chinese Artists to return his
original copy at the end of the exhibition, and even explicitly
expressed his disagreement to have his work sent abroad for exhibition.
The Associotion of Chinese Artists, however, declaring they would
abide by ¡°the Rules for the Implementation of the Eighth National
Exhibition of Fine Arts¡±, refused to return it and later this work was
taken out of mainland China and placed on exhibition in Hong Kong,
Taiwan and Macao. In June, 1995, the irritated Huang Ming filed a
lawsuit against the Association at the court.
The defendant argued that, as the host unit for the Eighth National
Exhibition of Fine Arts was the Organizing Committer for the Eighth
National Exhibition of Fine Arts, the Association was not the legal
subject and neither did Huang Ming, as one of the co-operative authors,
enjoy the full status of a legal subject, and that, in additon, the
Rules for the Implementation of the Eighth National Exhibition of Fine
Arts provided that the author of the prize-winning works should agree to
have their works sent abroad for exhibition.
After the trial, the court held that Huang Ming, as one of the
authors of the oil painting ¡°Three Chairs¡± had both the right to protect
his own lawful rights and interests when his copyright was infringed,
and the right to file a lawsuit in his own name; that the position held
by the Association of Chinese Artists that Huang Ming did not enjoy the
status of a legal subjedt just becauste he was only one of the authors
was without merit; and that the Association of Chinese Artists, who
without the consent of the author, sent Huang Ming¡¯s work to Hong Kong
and placed it on the exhibition held by the Association itself, was the
right defendant in this case.
In regard of the issue whether the Association of Chinese Artists
has the right to send Huang Ming¡¯s work abroad for exhibition, ¡°the
Rule¡± provides that only the authors of those works which have won the
prizes should agree to have their works sent abroad for exhibition. But
they awarded Huang Ming only a certificate of admission for exhibition,
not a certificate of prize. The right of exhibition, as an important
part of the copynight, may not be exercised by any person or any
organization for any reason without the consent of the copyright owner.
On Deccmber 24th, 1996, the Beijing Second Intermediate People¡¯s Court
pronounced openly that the Association of Chinese Artists had
constituted intentional infringement on Huang Ming¡¯s copyright and
therefore, according to the Geveral Provisons of the Civil Law and the
Copyright Law, announced the decision as follows:
¡°The Association of Chinese Artists shall, within one month after
this decision becomes offective, make a public apology to Huang Ming in
a newspaper distributed throughout China. The content of the apology
should be examined and approved by this court in advance;
The Association of Chinese Artists shall, within one month after
this decision becomes effective, pay 12000 RMB yuan compensation to
Huang Ming¡±.£¨66£©
The Association of Chinese Artists appealed to the Beijing High
People¡¯s Court. The latter tried the case openly and made a final
judgemcnt on July 10th, 1997, rejecting the appeal and affirming the
original judgement.£¨67£©
The judge of the first instance, when interviewded, after the trial,
commented that the infringement on copyrights is not limited to
plagiarization which is, of course, hated by everyone and easy to
recognize. Due to some customs and administrative causes, some usual
practice does not comport with the Copyright law in force. The right of
exhibition involved in this case is, in a strict sense, a part of the
copyright granted to the author by law. In the past, however, the only
way for a painter to become famous was through the Association of
Chinese Artists. The fact that your works were exhibited would mean your
works had got to a certain level. The situation then was quite similar
to what singers nowadays are placed in. If singers want to be famous
today, they must take part in the Spring Festival Evening Party. After a
long time, a kind of custom has come into being that the emphasis is
placed only on the right of one party, as is shown in the documents
issued by the Association of Chinese Artists. However, in a civil act,
it is fair for both parties to enjoy equal rights and assume equal
duties. There is no doubt, as the Association of Chinese Artists has
been emphasizing, that theirs is a state-grade, non-profit-making
exhibition. But it is only one side of the issue. On the other side, the
citizens¡¯ rights in China cannot be infringed by anyone for any reason
(except when the interest of the state is involved).£¨68£©
Section III Art Law Studies
A. The Beginning
Strictly speaking, the study of art law in China started at the
beginnning of the 1990s, and is closely connected with Mr. Wu Zuoren,
late Chairman of the Association of Chinese Artists. ¡° like any other
authors, artists enjoy the sacred and inviolable right to their
creations¡±, said Mr Wu at a symposium held soon after the copyright law
was promulgated in 1990£¨69£©. That day, Mr Wu, 82 years old, went to the
symposium in spite of ill health. He appealed for strengthening the
legal system and protecting the legitimate rights and interests of
artists. ¡°The circles of fine arts in China are greatly encouraged when
this law (referring to the Copyright Law of the People¡¯s Republic of
China) is finally promulgated after 11 years. I myself feel very happy
and fully uphold it. As a member of the standing committee of the sixth
National People¡¯s Congress, I was fortunate enough to participate in the
study and the drafting of this Law. The birth of this law is the result
of a great deal of investigation, research, deliberation and discussion,
which shows how important this law is.¡±
While talking about the various infringement acts on the rights and
interests of artists, including counterfeiting of paintings, he said in
a raised voice and an agitated tone, ¡°For many years, protection has not
been available for the rights and interests of artists, and as a result,
serious infringement acts on the rights and interests of artists, such
as the connterfeiting of paintings, have emerged again and again.
Recently, this kind of infringement has been very active and sometimes
even rampant. It is indicated that there are some gangs specializing in
forging paintings in an organized and well planned way in Beijing as
well as in other provinces. Their acts have not only infinged the
copyright of our painters and damaged their reputation, but also ruined
the artistic reputation of Chinese paintings, I do hope, with the
promulgation of the Copyright Law, departments for the administration of
copyright and for justice and other related departments will pay
sufficient attention to such illegal activities and inflict severe
punishments on them¡±. Mr. Wu¡¯s forceful remarks, clear-cut on what to
love and what to hate, visibly moved everyone present.
In view of those dealers who made profits by purchasing the original
works of fine arts from artists for very low prices and then selling
them out for high prices and as a result damaged the rights and
interests of the artists, Mr. Wu, in the name of a painter, raised the
isscce of Droit de Suite£¨70£©, hoping to start a comprehensive research
on this right. Mr. Wu was the first person in the circles of art in
China to advance an explicit suggestion of this right.
After this symposium a research on ¡°the protection of the copyright
of artists¡± funded by the Wu Zuoren International Foundation of Fine
arts named after Mr. Wu, was started. In April, 1992, a book entitled
¡°Protection of Artists¡¯ Copyright¡±£¨71£© embodying the results of this
research was completed under the direction of Zhou Lin. Art critic Li
Song , in a book review £¨72£©wrote,¡° This is a short and readable book,
which offers a lucid and incisive explanation on the copyright of fine
art in a simple, plain but profound language. The legal terms are
interpreted with lively and concrete cases, through comparisons between
right and wrong, or by penetrating and clarifying analysises. It well
combines the spirit of the legal terms with the author¡¯s opinions¡±. Mr
Li believes that there had been no works on the study of the copyright
of fine art either in mainland China or in Taiwan or in Hong Kong and
that the publication of the Protection of Artists¡¯ Copyringht was a
preliminary but gratifying start in this area. We have been pushed on to
the world tide of cultural development and with the progress in the
undertakings of fine arts, a profound study of art law and a lot of
experts devoted to it will be in great need. As in some foreign
countries courses in art law should be offered in fine art universities
or colleges so that every artist knows what their rights and interests
are and how they can protect them by law.
B. Two Meetings
Ever since the promugation of the copyright law of the People¡¯s
Republic of China, the issue of protecting the rights and interests of
artists has gradually aroused the attention of both law and art circles.
Experts and scholars in the two branches of learning, who had few
contacts with each other in the past, now have come together.
On December 11th, 1990, the Association of Chinese Artists, Wu
Zuoren International Foundation of Fine Arts, the Copyright Society of
China and Legal Daily jointly held a symposium£¨73£©, inviting the
celebrities in the circles of art and law in the capital of China, to
have a discussion on the Copyright Law and to offer their opinions on
the implementation of those provisions in the Copyright Law which
concern the copyright of fine arts. Present at the symposium were more
than 20 persons, including artists, critics from the Association of
Chinese Artists, the Central Academy of Fine Arts and the magazine ¡°Fine
Arts¡±, officials from the National Copyright Administration and the
Bureau of Legality under the state council, experts from the Law
Institute of China Academy of social sciences and the Legal Daily, and
representative from the Fine Art Gallery of China, Rongbaozhai Art
Gallery, and other units.
All the participants at the symposium agreed that the Copyright Law
is an important law intended to protect the rights and interests of the
authors, to bring the initiative of intellectuals into full play and to
assist in building up the spiritual and material civilization with
socialist characteristics. They believed that the few special provisions
in the Copyright Law, meant to protect the copyright of artists, would
be very forceful in the protection of artists¡¯ rights and interests, but
they still hoped that the relevant legal departments should formulate
and consistly improve necessary rules for the implementation of the
Copyright Law before it formally came into force. In consideration of
the various existing infringement acts on the copyright of artists, they
advanced many important suggestions on such issues as the implementation
of the Copyright Law and the effective protection of the rights and
interests of artists. Based on the international practice in the
protection of artists¡¯ copyright and on the premise of adhering to the
basic principles of the Copyright Law, they raised issues such as the
artists¡¯ Droit de Suite for the legislative body to consider while
formulating rules for the implementation of the Copyright Law.
On June 30th, 1995, in order to deal with the frequent infringing
acts on artists¡¯ copyright in China, the Intellectual Property Teaching
and Researching Center of the Chinese People¡¯s Uniuersity and the
Intellectual Property Center of China Academy of Social Sciences invited
a few painters, art critics and lawyers to a seminar£¨74£© in Beijing on
the construction of legal system for China¡¯s art markets. They had
discussions on cases such as the auction of the work with the forged
signature as Wu Guangzhong¡¯s, Zhang Leping¡¯s ¡°Sanmao¡± copyright dispute,
Zhong Guoquan V. Beijing Masses¡¯ Art Gallery for the missing works, and
Huang Ming V. the Association of Chinese Artists for the return of the
exhibited works at the Eighth National Exhibition of Fine Arts . They
not only had a profound discussion and analysis of the existing law
intended to protect the rights and interests of artists, but also put
forward many beneficial proposals on the construction of legal systems
for China¡¯s art markets.
The case of Huang Ming V. the Association of Chinese Artists aroused
great interests among the participants at the seminar, because this was
the first case in which an artist had ever sued the Association of
Chinese Artists. Some lawyers present at the seminar hald that, the
right of exhibition is the artists¡¯ exclusive right to their works and
therefore is under the protection of the Copyright Law of China. By the
law, nobody is allowed to use this right without the consent or
authorization of the owner; otherwise, it will constitute an
infringement. Any unit who will take paintings abroad for exhibition for
any reason should obtain the authorization of and enter into a contract
with the artist.
A warm discussion also took place at the seminar on how to give full
scope to the Associatwn of Chinese Artists in the art markets, how to
coordinate the relationship between individual artist and the
Association of Chinese Artists, and how to protect artists¡¯ rights and
interests by law.
C. Teaching of Art Law
The marriage of art and law also aroused the attention of Chinese
art universities or colleges. Between September and October, 1994, on
the invitation of the department of art history of the Central Academy
of Fine Arts, Zhou Lin from the Intellectual Property Center of China
Academy of Social Sciences gave a four-week course of lectures on art
law, which was the first of its kind ever offered in China. These
lectures focused on the protection of artists¡¯ intellectual property
rights, law issues related to artists¡¯ activities in art markets, the
basic theory of contract law, and the relationship between artistic
creation and freedom of expression, etc, were warmly received by both
teachers and students of this department, which has now decided again to
invite Zhou Lin to conduct another courses on art-law-related subjects
starting from September, 1997, and even to fit this course into its
entire curriculum.
In September, 1995, on the invitation of another famous university -
China Academy of Fine Arts, Zhou Lin gave a lecture on art law. He
focused this lecture on two issues__the protection of artists¡¯ rights
and interests, and the relationship between artists and art dealers. He
also answered many questions brought forth by the students and teachers
present at the lecture.
In the lectures mentioned above, Zhou Lin first introduced the
concept and content of art law and then pointed out that the study of
art law is necessary in the building of China¡¯s art markets. Under the
system of planned economy, artworks were only a kind of subsidiary or a
kind of tool and therefore art law was of no use. Nowardays, artworks
are no longer tools but a kind of commodity in nature. Once artworks are
put into the markets, there should be some definite rules to regulate
them. Art markets are not made up of bugers and sellers only: they also
need the participation of critics, appraisers, agents and lawyers. The
activities of all these participants should be placed on the track of
legal systems. Cheating and illegally dominating markets are not
allowed. Under the system of market economy, the fundamental aim of law
is to protect the freedom of market participants to the largest extent.
The freedom of expression should cast away the high-handed power and the
fetters of money£¨75£©. The freedom of expression is provided in almost
all the constitutions of the countries ruled by law. However, the
freedom of expression is not unlimited,it is bound by the law. By law,
expressions of slanders, subversion of the government and obscenity are
forbidden. But there should be a criterion by which to judge what is
forbidden by law, the value and the legitimacy of an artwork will not,
as it often is, be judged by a certain person according to his own
taste£¨76£©. Artists should strengthen their own sense of protecting
themselves by law, and make good use of laws against any infringement
acts.
Up to now, courses in art law have never been established in any law
schools in China£¨77£© and the related contents, such as intellectual
property law, contract law, tax law, cultural relics law, and auction
law are taught in other courses comparatively, art universities or
colleges obviously take the lead in the establishment of courses in art
law. I believe that, with the progress in China¡¯s construction of its
legal system, with the accumulation of legal experiences in art law, and
with the changes in the traditional teaching ideology of law, art law
will sooner or later be brought into the curriculum of law schools in
China. A lot of lawyers who are acquainted with both art and law and are
willing to devote themselues to defending the purity and sacredness of
art are urgently needed in the building of China¡¯s art markets.
D. The Publications of Art Law
At the beginning of the 1990th, after ten years of economic reform,
China with its own development form and speed, became the focus of world
attention. Reople began to take note of China¡¯s art and culture which
can, in a certain extent, reflect the spirit, phylosophical thinking,
moral concepts, aesthentic standards of the Chinese nation£¨78£©. While
the Chinese artists were trying to draw their inspiration of expressions
and materials from the western art with a kind of desire and freedom
which they had never had before, the modern Chinese art in various
immature forms entered into the circulation of world ¡°art industy¡±
through various channels£¨79£©. Some keen, enthusiastic, energetic art
critics caught this tide and started several publications, such as the
Art Market£¨80£© series, the Art Gallary£¨81£© magazine, etc. They focused
their attention on the construction of China¡¯s art markets as well as on
China¡¯s contemporarhy art, in the belief that the development of
contemporary art is unseparated from the construction of art markets. In
the first volume of Art Market published in 1991, the editor pointed out
that, in spite of the fact that China is not short of outstanding
artists or excellent artworks, the corresponding art markets have not
been established in China for historical reasons. As a result, the
investors, collectors, and critics of artworks as well as the
administrators of art organs are now confronted with a new problem - how
to establish in China an art market which is adapted to both the world
art markets and China¡¯s actual conditions. The first article in this
volume raised the two issues ¡°the standardization of art markets¡± and
¡°art law¡±£¨82£©.
Question: Then, what do you believe is the key point in the
establishment and development of China¡¯s art markets?
Answer:The standardization, of course. Standardization is the first
premise to the exchange on the basis of equality between China¡¯s art
markets and world art markets. First of all, there should be an ¡°art
law¡±. The reason why the U.S. has become another world art centre next
to Paris of France is mainly because, besides other elements, the art
law wcich has played an important role there. An art market without art
law is unimaginable.£¨83£©
Nearly in every volume of the series of nine books published one
after another, there was an article concerning the issue of art and law.
For example, starting from the first volume, serialized were parts of
the book ¡°How to Sell Your Artworks¡±£¨84£© written by an American expert
in art market, and translated by Wu Sun and others; the third volume
explains how the U.S. through its Visual Artist Right Act, provides
sufficient protection to the artists¡¯ moral rights; In olume 5 and
volume 6 was published in installments the article.¡° Art, Money and the
Law¡± translated by Li Fanglin. The nineth volume carries the article ¡°On
Art Agency¡±, etc. All these articles, although not a systematic study of
art law, did impart a rudimentary knowledge of art law. The executive
editor of this series clearly pointed out in a speech that, athough the
buying and selling of scripts and paintings has been more and more
frequent and active in China, there has, in a strict sense, never been
an art gallery which conforms to the mode of management and the
principle of operation in the world art markets, that is to say, there
has never been an internationally accepted art market in a broad sense.
This is because there is neither division of labour nor legal guarantee
in the market. There are art laws in foreign countries, but there is
none in China. The Chinese legislative bodies have a lot of legislative
work to do, including the legislation of art law. Art as a commodity is
a very special intellectual product, and therefore, the formation of
China¡¯s own art law must be based on a thorough research of the
characteristies of both art and art markets. The absence of art law will
result in the absence of order, affect the formation of art market and
even make it possible for ¡°black markets¡± to come stealthily into
being.£¨82£©
Following the series ¡°Art Market¡±, the magazine ¡°Art Gallery¡¯, which
is intended to introduce contemporary Chinese art, made a comprehensive
change in its contents starting from Volume 47, and for the first time
in a Chinese media set up an ¡°Art and Law ¡° column, inviting Zhou Lin as
the column host. Starting from Volume 47, it carried in succession such
articles as ¡°what is art law¡±?¡°droid de suite - a special right for
artists¡±,¡°the legal liability for the auction of forged paintings¡±,¡°how
to handle the relationship between artists and their agents¡±?¡°art
dealers and art markets¡±,¡°authentication: expert opinion and liability¡±,
etc£¨86£©. These articles aroused interests of more peaple in the study of
art law.
In fact, the first translation which systematically introduced art
law is the book ¡°Art Law in a Nutshell¡± £¨87£©written by professor Leonard
D. DuBoff, a famous American expert in art law, translated by Zhou Lin
et al, and published in April, 1995. In the preface to the first edition
of this book former Chairman of theAmerican National Endowment for the
Arts Livingston Biddle points out:
We are told of the plundering of art, from the epics of Homer to
Nomer to Nazi Germany and later, of desecreations of art... and in
contrast, of art as the exceptional ambassador of good will in
international exchange. Our minds inquire, why not more of this
exchange, how can it be facilitated, what are the legal impediments that
need to be removed?
We are given insights into great thefts of art, clever forgeries,
and struggles to preserve art of integral value to a given country. We
are told of art as a form of protest and how freedom of expression is
involved, the safeguards of freedom, the anomalies, the inconsistencies,
how state and federal laws can differ, and how the basic concepts of the
founding fathers can become complex in legal interpretation.
There are important passages, which deal with the authentication of
works of art for potential purchasers and appraisers. There is a
valuable discussion on protective warranties and how to obtain and
implement them.
We learn about proper insurance procedures and about tax laws as
they apply to the arts. Income taxes. Gift taxes. Estate taxes. How the
heirs of Alexander Calder¡¯s estate had to deal with heavy tax burdens.
How such burdens might have been avoided, through careful planning - and
knowledge.
We learn how certain artists can greatly gain through incorporation
- and how others are not so benefited. We learn about alterntives, and
about the technicalities of estate planning for all involved in the
arts. We learn the legal protections for artists and works of art£¨88£©.
Biddle¡¯s remarks quoted above are not only a summary of the main
contents of the book ¡°Art Law in a Nutshell¡±, but also a summary of the
main contents of art law as a branch of learning.
The author of the book believes: his book translated and published
in China signifies another milestone in the art law field. It reveals
such a fact that art law goes to the world. Art plays an important role
in social lifes which is recognized by all countries including
China.£¨89£©
Before coming to the end of this artiele, we perhaps have got a
basic idea of the existing state of the art law in China. Our
preliminary conclusion is that art law has come to China not out of thin
air, but out of the practical need of China¡¯s art market construction.
What we should be doing now is, on the basis of a serious study of the
combination of art and law, to privide useful opinions and suggestions
to the legislation and implementation of art law so as to make a greater
contribution to the art prosperity and modernization drive of China.
Notes:
¡ùThis article is the preface of Art Law Handbook chiefly edited by
Zhou Lin.
¡ù¡ùThe author here should give his thanks to Pro.Zheng
Chengsi,Patrick O¡¯KEEFE and Mr. Peter Lee, for their comments on this
article. Many thanks also to Mr. Jerome for his excellentan work in
English edit.
(1)The start point of contemperary Chinese art history in this
article is 1949.See Wang Hongjian and Yuan Baolin, An Introduction of
Fine Arts, (Higher Education Publishing House, 1994) pp.20¡«521.
£¨2£©This ¡°slongon¡±stressed at ¡¶A talk at Yanan Art forum¡·. In the
relationship between art and politicle, ¡°the history gave us veluable
experiences and bitter teaches. See Wang Hongjian and Yuan Baolin, An
Introduction of Fine Arts, £¨Higher Education Publishing House,
1994£©pp.520¡«545.
(3)When the ¡°tool theory¡± was rejected, the artistic creation was
relatively free, and participating in exhititions was no longer the only
impetus to creation, artists even began to feel puzzled: what to do with
the works? See articles published around 1985.
(4)Marked by a famours painting ¡°Dr. Gachet¡±by Van Gogh sold to a
Japanese art dealer Hideto Kobayashi for US$ 82.5 million, the sales
price in the world art markets got to the peak, and before long began to
fall sharply.
(5)In May, 1991, the National Cultural Conference decided that
auction markets of artworks might be established in China, and the first
auction of artworks took place in Xi¡¯an on September 8th,1992.
(6)The term ¡°art law¡± has been used in China for quite a long time,
but it has never been given a proper definition. Even in the United
States where art law is most developed, with many monographs on art law
published in the last 30 years or so, it is hard to find an accurate
definition of art law. The Swiss Art Law Centre, which was set up in
1990, believes that art law concerns those legal issues involved in the
creation, display, expression, reproduction and sales of artworks and
cultural properties, including the management and administration of
taxation and customs, copyright, moral right, the freedom of artistic
expression, exchange and loan of artworks for public exhibition,
authentication, sale conditions, insurance, and issues of civil,
administrative and criminal laws related to acts of theft, illegal
import and forgery.
(7)An artist is such a person who is very active in the art market,
and also is easy to be hurt. The key point of a flourishing art market
lays to the protection of their rights.
(8)See Constitution of the People¡¯s Republic of China(1954), Article
87 and Article 95.
(9)See the Copyright Law of the People¡¯s Republic of China, Article
3 and article 31.
(10)See the Berne Convention, Article 4.
(11)See the Rules for the Implementation of the Copyright Law.
Article 4(7).
(12)See International Copyright Treaties Implementing Rules, Actidle
6.
(13)See the Copyright Law, Article 11.
(14)Ibid.
(15)See the Copyright Law, Article 17.
(16)See the Copyright Law, Article 18.
(17)For example, stipulating that the owner of the orighinal copy of
a work, who has obtained it through purchasing, shall not use it to
reduce the artist¡¯s fame.
(18)Making use of the Copyright Laws of other countries for
reference, we may add the ¡°right to access works¡± to the Copyright Law .
(19)See the Copyright Law, Article 22.
(20)Ibid. Article 46(7).
(21)As early as 1992, Mr.Bogsch, the Director General of the World
Intellectual Property Organization, spoke highly of China¡¯s legal system
concerning intellectual properties. See Twenty Years of Co-operation
Between China and the World Intellectual Property Organization.
(22)See Zhang Peitian, A Guide to Auction Law, China University of
Political and legal Sciences Publishing House, p.6.
(23)See Leonard D. DuBoff, Art Law In a Nutshell, Translated by Zhou
Lin et. al, China Social Science Publishing House,1995, p.34.
(24)See Sun Lihai and Zhao Jie, Pandects of Auction Law, China
Commerce Publishing House, 1997, pp.28.
(25)The Auction Law, Article 3.
(26)Ibid. Article 4.
£¨27£©Article 22 of Auction Law stipulate, auctioneer should not
paticipate its own auction as a bidder, and he should not also
commission others to bid for him. This article arouses many disputies.
In ¡°tele-bid¡±condition a d bidder often commision auctioneer to bid for
him, it seems this possibility is avoided by Article 22.
(28)Ibid. Article 8.
(29)See Li Xiaodong, Cultural Relics: Regulations and
Administration, Beijing Yanshan Publishing House, 1992, p.21.
(30)The Protection of the ancient artistic works or cultural relics
is a main content in art law. Any cultural relics of significant
historical, artistic or scientific value shall be prohibited to take out
of the country. Cultural relics in private collections may be purchased
by units designated by the departartments for cultural administration.
(31)See note (24), p.50.
(32)Ibid.
(33)In some countries, such as the U.S.A, the laws stipulate that
such ¡°statement of exemption¡± should be printed at a noticable place in
the auction catalogue and indicated in the receipt.
(34)See note (24), p.40
(35)This regulation does not provide any legal basis for any
administrative department to exercise the penalty right.
(36)For example, in the ¡° ¡®97 Pacific Jinling Auction of Public
Collection¡± held by the Pacific International Auction Company at the
Nanjing-based Jinling Hotel on March 22nd, 1997, there emerged the
question ¡°To whom the auction should be reported¡±. See Beijing Youth
Dil, March 29th, 1997, p.3.
(37)See ¡°Nanjing Auction of Scripts and Paintings Miscarried and
Investigated¡±, Beijing Youth Daily, January 1st, 1997, p.3.
(38)For more information about this lawsuit, see A Nude Model
Disturbance, Ningxia People¡¯s Publishing House, May, 1989.
(39)See ¡°The Models¡¯ Lawsuit and the Legal Protection of Portraiture
Right¡±, News Publishing Daily, February 15th, 1989. quoted in A Nude
Model Disturbance, pp. 15-16.
(40)China Youth Daily, January 5th, 1989, quoted in A Nued Model
Disturbance, pp.9-11.
(41)See ¡°The Models¡¯ Lawsuit and the Legal Protection of Portraiture
Right¡±, quoted in A Nude Model Disturbance.
(42)It is learned that this ordinary civil dispute was once put
under the care of the Supreme People¡¯s Court, and opinions on the
conflict between the author¡¯s copyright and the model¡¯s portraiture
right has been solicited from experts of the World Intellectual Property
Organization. But no conclusion has been drawn on this case until this
article was completed in the end of 1997.
(43)See note£¨40£©.
£¨44)This article stipulates, any party performs the contract not
according to the condition in the contract, the other party has the
right to ask for remedies and compensations.
£¨45£©See Written Judgement of Beijing Second Intermediate People¡¯s
Court,£¨1989£©Zhongminzi No.1076.
£¨46£©If only liability of breaking contract, why the case lasted
eight years? Other reasons behind should be known.
£¨47£©There is no case report system in China, and no ¡°leading case¡±,
but a ¡°good¡±case has an influence towards later cases. A ¡°saying¡±of the
portaiture right might have been hoped from this case.
(48)At that time, the College paid 1.6 RMB yuan an hour to a clothed
model and 2.4 RMB yuan an hour to a nude model. It is not clarified,
however, whether the remuneration for the use of the portrait was
included or not.
(49)Article 100 of the General Provisions of the Civil Law,
effective on January 1st, 1987, stipulates that all citizens enjoy the
right of portraiture and nobody is allowed to use a citizen¡¯s portrait
for profit purposes without the consent of that citizen.
(50)Ge Pengren, ¡°When Nude Models Came into the Palace of Art in
China¡± in China Fine Arts, issue 1, 1989, quoted in A Nude Model
Disturbance, p.3.
£¨51£©See the Written Judgement of Shanghai People¡¯s High Court,
£¨1995£©Hugaominzhong£¨zhi£©zi No.48.
(52)The judge might as well have simply applied the concerning
provisions of the Copyright Law to wind up this case.
(53)See Zhou Lin, ¡°Wu Guangzhong v. Duoyunxuan Gallery, et. al¡±, in
Inteclectual Property Studies, No.2, China Fangzheng Publishing House,
December,1996, pp. 158-168.
(54)Xie Huaishi, ¡°On Copyright¡±, in Selected Works in Copyright
Studies, Commercial Press, 1995, p.59.
(55)Ibid. p.62.
(56)Article 6 of the Copyright Law of France stipusates that the
author enjoys the right to have his name, status and works respected.
(57)See Article 71 of the Copyright Law of France.
(58)Similar ¡°interests¡±, such as a person¡¯s portrait, name, voice, a
part of the body, etc. with some commercial value, all fall within the
¡°right of publicity¡± in the U.S.A.
(59)This tetephone answer has not been made known to the public.
(60) Quoted in the Written Judgenent by Tianjin Intermediate
People¡¯s Court (1995) Zhongzhichuzi No.1.
(61)See Lui Guoqiang, ¡°A study of Several Legal Issues Involved in
the Portrait of Mao Zedong Case¡± in Intellectual Property Studies, No.3,
China Fangzheng Publishing House, May, 1997, p.152. An inspiration drawn
from this case is that the auctioneer, through ¡°a statement of
exemption¡±, may exempt himself from liabilities, to the purchaser,
incurred from the sale of a forged painting, but he cannot be exempted
from the liabilities to the person whose name has been fraudulently used
as the author of the painting. Of course, the auctioneer may, by the
contract they have signed, recover his losses from the seller who has
forged the painting.
(62)The examination was carried out on a photograph of the work in
dispute, rather than on the original copy.
(63)On the issue of the ¡°burden of proof¡±, the Civil Procedure Law
of China stipulates, ¡°the person who makes the claim bears the burden of
proof¡±. In this case, the plaintiff at least had proved that the name of
the author was forged. The defendant would lose this lawsuit if he could
not find an opposite proof to reverse this proof.
(64)According to the provisions of the Civil Procedure Law of China,
the litigant who applies for property preservations should provide a
property of the same value as a guarantee when the application is
submitted.
(65)There is a detailed account of this case in China Reading Daily,
April 24, 1996, p.5.
£¨66£©Quoted in the Written Judgement by Beijing Second Intermediate
People¡¯s Court, £¨1995£©, Erzhongzichuzi No.87.
(67)Quoted in the Written Judgement by Beijing People¡¯s High Court,
£¨1997£©Gaozhongzi No.27.
(68)Kang Tong, ¡°¡®Chair¡¯ Returned to the Owner¡±, in China Market
Economy Daily, January 7, 1997, p.2.
(69)An account of this symposium and Wu Zuoren¡¯s speech can be found
in Legal Daily, October 3, 1990. p.3.
(70)¡° Droit de Suite ¡±means the right of an artist or his heir to
enjoy a share of the profits incurred from the resale of the original
copy of his work. The purpose of establishing this right is to surport
the artist¡¯s creative activities or his heir¡¯s life, and to eliminate or
lessen the unfairness in the trading of artworks. This right is
confirmed in the Berne Convention and protected in over 30 countries.
(71)Zhou Lin: Copyright Protection for Artists,Beijng Industrial
University Publishing House, April, 1992.
(72)See Li Song¡¯s article in Exchange of Fine Arts, vol.3, 1992,
Wuzuoren International Foundation of Fine Arts, pp.4-6.
(73)There is a detaild account of this symposium in Legal Daily,
December 17th, 1990, p.1.
(74)See articles in Chinese Industrial and Commercial Times, July
5th, 1995, p.2; Qiantang Evening, July 8th, 1995, p.4; and Beijing Legal
Daily, July 16th, 1995, p.2.
£¨75£©No great artistic works found during 1966¡«1976 since artists
suffred from the politicle pressure and short comings.
(76)There isn¡¯t an explicit criterion for contraband works in the
laws of China, and this makes it unavoidable to judge a work depending
on whether a certain person likes it or not. For example, in the course
of choosing the excellent works during the Eighth National Exhibition of
Fine Arts, the original plan of choosing the works worthy of gold,
silver and bronze pries had to be cancelled just because some people in
terfered with it with the excuse that there was ¡°undesirable tendencies¡±
in one of the works.
(77)Courses on art law have been established in many universities in
the U.S.A, and special art law research institute have been set up in
Britain, Switzerland, and Australia. Lawyers in China are tending
towards being specialized and lawyers who are not well-trained in art
law will find it difficult to deal with problems related to it.
Therefore, it is truly urgent that courses on art law be established in
law schools in China.
(78)See the Editor¡¯s Note in Art Market, vol.1, Lingnan Fine Arts
Publishing House, 1991.
(79)Ibid.
(80)This series published from 1991 to 1992, with the co-operation
of American Association of International Art Studies, consists of nine
volumes altogether.
(81)The chief editor of this magazine is Yang Xiaoyan, and the
publisher is Lingnan Fine Arts Publishing House.
(82)Art Market vol.1, Lingnan Fine Arts Publishing House, 1991,
pp.2-3.
(83)Ibid. ¡°Art and Money_Wang Guangyi¡¯s Answers to the Editor¡¯s
Questions¡±.
(84)This book was published by Sichuan Fine Arts Publishing House in
December, 1991.
(85)See Lui Peng, ¡°Random Talk on Art Markets¡±, in Railway Teachers¡¯
College Journal, vol.2, 1993, pp.38-41.
(86)These articles are written by the column host and other writers,
including the world-famous experts in art law, Mr.P.J. O¡¯KEEFE and Mr.
L. D. DuBoff.
(87)This book was published by China Social Science Publishing
House, in April, 1995.
(88)L. D. DuBoff, Art Law in a Nutsholl, 1st edition, West
Publishing Company, 1984.
(89)See the Preface to the Chinese version of Art Law in a Nutshell. |